Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Brandon is a financial advisor with LPL Financial LLC, a large financial services company. Denise has been working in the financial industry since 2001 and has been registered with LPL Financial LLC since 2021. Previously, Denise has been a registered representative with firms including Waddell & Reed, D.A. Davidson & Co., UBS Financial Services Inc., Piper Jaffray & Co., and NYLife Securities Inc. Denise holds the Series 6, 7, and 66 securities licenses and is also a registered investment advisor in Arizona, California, Colorado, Florida, Georgia, Idaho, Oregon, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
07/21/2021 - Present
LPL Financial LLC (LYNNWOOD WA)
WA
07/01/2010 - 07/21/2021
WADDELL & REED (LYNNWOOD WA)
WA
08/22/2008 - 07/06/2010
D.A. DAVIDSON & CO. (EVERETT WA)
WA
08/12/2006 - 09/08/2008
UBS FINANCIAL SERVICES INC. (EVERETT WA)
WA
12/14/2004 - 08/12/2006
PIPER JAFFRAY & CO. (EVERETT WA)
NY
04/03/2003 - 04/28/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
03/15/2001 - 05/09/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 02/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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