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Denise Dauge-cedeno

Apex Clearing Corp.

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About Denise Dauge-cedeno

Denise Dauge-cedeno is a Registered Representative with Apex Clearing Corp.. Denise has been in the securities industry for 10 years and is registered with FINRA. Denise has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Denise was previously employed by Penson Financial Services, Inc. in Dallas, TX.

Firm Information

Denise Dauge-cedeno is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denise Dauge-cedeno’s Registration & Firm History

TX

07/24/2012 - Present

Apex Clearing Corp. (DALLAS TX)

TX

07/24/2012 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Dauge-cedeno.
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