Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Daley is a registered representative with Mml Investors Services, LLC. Denise has been in the industry since 2003. Denise has experience working with individuals, corporations, high-net-worth individuals, pension plans, and charitable organizations. Denise holds the Series 63, Series 66, Series 7, and Series 24 licenses. Denise is also a registered investment advisor representative in Maryland and Virginia. Denise has previously worked with firms such as Park Avenue Securities LLC, Wells Fargo Clearing Services, LLC, ICMA-RC Services, LLC, UBS Financial Services Inc. and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
03/26/2022 - Present
MML Investors Services, LLC (Bethesda MD)
MD
04/06/2020 - 03/03/2022
PARK AVENUE SECURITIES LLC (CHEVY CHASE MD)
MD
10/19/2015 - 04/19/2018
WELLS FARGO CLEARING SERVICES, LLC (ROCKVILLE MD)
DC
03/02/2007 - 08/10/2015
ICMA-RC SERVICES, LLC (WASHINGTON DC)
MD
10/21/2005 - 12/05/2006
UBS FINANCIAL SERVICES INC. (ROCKVILLE MD)
MD
10/31/2002 - 09/24/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
11/21/1995 - 06/29/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 1/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/8/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/30/2021
Series 24 - General Securities Principal Examination
BC
Issued 4/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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