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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Brathwaite is a financial advisor currently associated with Janney Montgomery Scott LLC, with branch office locations in NEW YORK, NY. Denise has been in the financial services industry since 2001, Denise holds licenses for Series 7, Series 55, Series 63 and SIE. Denise is registered in 46 states and the District of Columbia for broker-dealer activities, as well as 3 states for investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
05/09/2024 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
03/03/2016 - 09/08/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/18/2005 - 03/03/2016
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
CT
02/24/2003 - 12/12/2005
ADVEST, INC. (HARTFORD CT)
NJ
10/01/2002 - 10/31/2002
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NJ
02/06/2002 - 08/06/2002
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
MA
06/14/2000 - 01/30/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/14/2000 - 06/23/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/20/1999 - 09/08/1999
GKN SECURITIES CORP. (NEW YORK NY)
NY
03/25/1999 - 04/19/1999
THE GOLDEN, LENDER FINANCIAL GROUP, INC. (NEW YORK NY)
BC
Issued 03/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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