Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Rayve is a financial advisor who has been in the industry since 1987. Denise is currently registered with Citigroup Global Markets Inc. as a Registered Representative (RR) and Investment Advisor Representative (IAR) in both New Jersey and New York. Denise holds Series 3, 5, 7, 9, 10, 15, 24, 63, and 65 licenses. Denise has previously worked at several other firms, including Santander Securities LLC, HSBC Securities (USA) Inc., Morgan Stanley, and Cambridge Investment Research, Inc. Denise has a wide range of experience in the financial services industry and is able to provide a variety of services to her clients. These services include portfolio management for individuals and businesses, financial planning, and asset allocation advice. Denise is also a registered principal with Citigroup Global Markets Inc. and is able to provide supervisory and management services to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/22/2023 - Present
Citigroup Global Markets Inc. (Fort Lee NJ)
NJ
01/30/2019 - 08/25/2023
SANTANDER SECURITIES LLC (Florham Park NJ)
NJ
11/16/2012 - 12/12/2018
HSBC SECURITIES (USA) INC. (PARSIPPANY NJ)
NJ
06/14/2011 - 11/16/2012
MORGAN STANLEY (MORRISTOWN NJ)
NJ
02/10/2011 - 06/08/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (PARAMUS NJ)
NY
07/17/2009 - 05/28/2010
TD WEALTH MANAGEMENT SERVICES INC. (NEW YORK NY)
NY
05/29/2007 - 03/24/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/05/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/30/2003 - 05/08/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/12/1992 - 08/20/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/15/1988 - 02/05/1992
LEHMAN BROTHERS INC.
NY
03/19/1985 - 02/05/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/04/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 04/10/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 01/27/1995
Series 5 - Interest Rate Options Examination
BC
Issued 05/28/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Denise Rayve is the right advisor for you? Invested Better is here to help.
