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Denise Azizian

Cetera Investment Services LLC

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About Denise Azizian

Denise Azizian is a financial professional with over a decade of experience in the financial services industry. Denise is currently registered with Cetera Investment Services LLC and holds Series 6 and 63 securities licenses. Denise has previously held positions at J.P. Morgan Securities LLC, Charles Schwab & Co., Inc., Citigroup Global Markets Inc., PNC Investments, and Chase Investment Services Corp. Denise is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Denise Azizian is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denise Azizian’s Registration & Firm History

IL

10/31/2022 - Present

Cetera Investment Services LLC (LOMBARD IL)

IL

01/07/2021 - 10/01/2021

J.P. MORGAN SECURITIES LLC (PARK RIDGE IL)

IL

01/22/2019 - 08/19/2019

CHARLES SCHWAB & CO., INC. (Winnetka IL)

IL

06/05/2017 - 01/14/2019

CITIGROUP GLOBAL MARKETS INC. (EVANSTON IL)

IL

05/20/2014 - 06/15/2017

PNC INVESTMENTS (CHICAGO IL)

IL

08/23/2013 - 05/15/2014

J.P. MORGAN SECURITIES LLC (NORTHFIELD IL)

IL

02/20/2006 - 08/06/2010

CHASE INVESTMENT SERVICES CORP. (WINNETKA IL)

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Licenses & Designations

BC

Issued 09/05/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Azizian.
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