linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Denise Annette Fiallo

Itau International Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Denise? Claim Your Profile

About Denise Annette Fiallo

Denise Annette Fiallo is a financial advisor with Itau International Securities Inc., located in Miami, FL. Denise has been in the financial services industry since November 15, 2001. Denise has a diverse background and has worked at several firms including Santander Investment Securities Inc., Credit Suisse Securities (USA) LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Denise holds several licenses and registrations including Series 63, Series 24, SIE, Series 86, Series 87, and Series 7. Denise specializes in investment advising for individuals and pooled investment vehicles.

Firm Information

Denise Fiallo is currently registered with Itau International Securities Inc.. Itau International Securities Inc. is a corporation registered with the SEC and in five states. Founded in 2007, the firm provides investment advisory services for individuals, pooled investment vehicles, and businesses. They offer portfolio management services and operate a wrap fee program. Itau International Securities Inc. manages approximately $59,632,307 in regulatory assets under management for 31 clients, including 14 high-net-worth individuals and 13 corporations.

$59.63M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

family office services

Family office services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Denise Fiallo’s Registration & Firm History

FL

12/07/2020 - Present

Itau International Securities Inc. (MIAMI FL)

NY

06/08/2015 - 02/08/2019

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

10/10/2005 - 06/23/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/20/1999 - 09/09/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Denise Annette Fiallo is right for you?

Licenses & Designations

BC

Issued 01/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/30/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/17/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Annette Fiallo.
Not sure if Denise Annette Fiallo is right for you?