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Denise Anne Gallo

Prudential Investment Management Services LLC

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About Denise Anne Gallo

Denise Anne Gallo is a financial professional with over 30 years of experience in the industry. Denise is currently registered with Prudential Investment Management Services LLC. Denise previously held positions at ALPS Distributors, Inc., Genworth Financial Securities Corporation, C. J. M. Planning Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Denise Gallo is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denise Gallo’s Registration & Firm History

NJ

07/14/2022 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

01/21/2010 - 09/15/2016

ALPS DISTRIBUTORS, INC. (NEW YORK NY)

NJ

10/24/2005 - 01/15/2010

GENWORTH FINANCIAL SECURITIES CORPORATION (RIDGEWOOD NJ)

NJ

05/22/2002 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

NY

10/20/1987 - 11/06/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/16/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Anne Gallo.
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