Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Anne Flagg is a financial advisor who has been in the industry since October 9, 1992. Denise is currently registered with Stifel, Nicolaus & Company, Inc. in Walnut Creek, CA. Denise has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Denise provides a variety of financial services, including investment management, financial planning, and retirement planning. Denise is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (WALNUT CREEK CA)
CA
07/06/2010 - 11/02/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
01/22/2007 - 06/18/2010
KEYBANC CAPITAL MARKETS INC. (SAN FRANCISCO CA)
CA
11/28/2005 - 12/12/2006
RYAN BECK & CO. (SAN FRANCISCO CA)
MD
08/09/1999 - 11/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
09/01/1997 - 09/28/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
07/20/1992 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 06/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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