Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Bare is a financial advisor registered with Wells Fargo Clearing Services, LLC. Denise has been in the financial services industry since 2006. Denise is a Series 66, 9, 10, 7, SIE and Series 99TO licensed professional. Prior to working with Wells Fargo Clearing Services, Denise has worked with Mutual Securities, Inc., Morgan Stanley and Morgan Stanley & Co. Incorporated. Denise specializes in providing investment consulting services to institutional clients, financial planning, pension consulting and selection of other advisors. Denise is also registered to provide investment advice to residents of Arkansas, California, Massachusetts and Utah. Denise's current office is located in SEAL BEACH, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/28/2014 - Present
Wells Fargo Clearing Services, LLC (SEAL BEACH CA)
CA
12/20/2013 - 05/16/2014
MUTUAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
03/29/2010 - 01/03/2014
MORGAN STANLEY (PASADENA CA)
CA
04/02/2007 - 07/11/2008
MORGAN STANLEY & CO. INCORPORATED (LONG BEACH CA)
CA
12/17/2004 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
BOTH
Issued 07/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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