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Denise Ann Schlosser

B. Riley Wealth Management

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About Denise Ann Schlosser

Denise Ann Schlosser is a financial professional with over 20 years of experience in the financial services industry. Denise currently holds a Series 11 license. Denise is registered with B. Riley Wealth Management and has been with the firm since July 2022. Previously, Denise was affiliated with National Securities Corporation, Stoever, Glass & Company Inc., Newbridge Securities Corporation, Summit Brokerage Services, Inc., Dawson James Securities, Inc., National Securities Corporation, Cadaret, Grant & Co., Inc., JVB Financial Group, LLC, Sterling Financial Investment Group, Inc., Joseph Charles & Assoc., Inc., and Barron Chase Securities, Inc.

Firm Information

Denise Schlosser is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denise Schlosser’s Registration & Firm History

FL

07/22/2022 - Present

B. Riley Wealth Management (BOCA RATON FL)

FL

07/19/2021 - 07/22/2022

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

02/11/2019 - 07/19/2021

STOEVER, GLASS & COMPANY INC. (Boca Raton FL)

FL

02/06/2017 - 02/11/2019

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

FL

09/01/2016 - 02/08/2017

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

09/15/2005 - 06/09/2016

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

FL

04/14/2005 - 09/01/2005

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

02/06/2004 - 05/10/2004

CADARET, GRANT & CO., INC. (SYRACUSE NY)

FL

08/10/2001 - 04/15/2002

JVB FINANCIAL GROUP, LLC (BOCA RATON FL)

FL

11/20/2000 - 12/14/2000

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

05/13/1999 - 11/20/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

FL

04/29/1997 - 12/04/1998

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 04/28/1997

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Ann Schlosser.
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