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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Morgantini is a financial advisor with over 14 years of experience in the industry. Denise is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since July 2022. Prior to that, Denise was a financial advisor at WELLS FARGO CLEARING SERVICES, LLC from November 2016 to July 2022. Denise is licensed to provide financial advice in 30 states. Denise is also registered as an Investment Advisor Representative in New York and Texas. Denise has earned the Series 7, Series 63, Series 65, and SIE licenses. Denise specializes in providing financial advice to individuals, families, and businesses. Denise is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/07/2022 - Present
Wells Fargo Advisors Financial Network, LLC (POUGHKEEPSIE NY)
NY
11/09/2016 - 07/07/2022
WELLS FARGO CLEARING SERVICES, LLC (POUGHKEEPSIE NY)
NY
01/03/1995 - 02/12/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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