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Denise Ann Downing

Blackrock Investments, LLC

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About Denise Ann Downing

Denise Downing is a financial advisor with over 20 years of experience in the industry. Denise is currently registered with Blackrock Investments, LLC and is licensed to provide financial services in 53 states and jurisdictions. Denise has a broad range of experience in the financial services industry, having previously worked at FAM Distributors, Inc. Denise has passed the Series 6, 7, and 63 exams.

Firm Information

Denise Downing is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denise Downing’s Registration & Firm History

MA

09/29/2006 - Present

Blackrock Investments, LLC (BOSTON MA)

NY

02/16/2000 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Ann Downing.
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