Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Ann Donahue is a financial advisor at UBS Financial Services Inc. located in Rockland, Massachusetts. Denise has over 15 years of experience in the financial industry. Denise is registered with FINRA and holds Series 7 and Series 66 licenses, and the SIE exam. Denise specializes in a range of financial services, including portfolio management, financial planning and pension consulting. Denise is licensed in nine states: Colorado, Florida, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, Rhode Island, and South Carolina. Denise has been associated with UBS Financial Services Inc. since 2007. Prior to that, Denise was employed by CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
12/10/2007 - Present
UBS Financial Services Inc. (ROCKLAND MA)
MA
10/23/2007 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (HINGHAM MA)
BOTH
Issued 12/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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