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Denise Ann Cashman

Pruco Securities, LLC

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About Denise Ann Cashman

Denise Ann Cashman has been in the financial services industry since October 1998. Currently, Denise is an investment advisor representative at Pruco Securities, LLC. Denise has held previous positions at Northwestern Mutual Investment Services, LLC, Kestra Investment Services, LLC, and Signator Investors, Inc. Denise is registered with FINRA, and holds the Series 63, Series 26, SIE and Series 7 licenses. Denise is registered to provide investment advisory services in Minnesota.

Firm Information

Denise Cashman is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Denise Cashman’s Registration & Firm History

MN

02/02/2022 - Present

Pruco Securities, LLC (ST. LOUIS PARK MN)

MN

04/13/2020 - 12/22/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Minnetonka MN)

MN

04/24/2013 - 02/03/2020

KESTRA INVESTMENT SERVICES, LLC (Plymouth MN)

NJ

02/11/1999 - 01/28/2013

PRUCO SECURITIES, LLC. (NEWARK NJ)

MA

03/24/1998 - 01/21/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Ann Cashman.
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