Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise A. Alvarez is a financial advisor with UBS Financial Services Inc. in Coral Gables, Florida. Denise has been in the financial services industry since September 12, 2004. Denise holds Series 7, 9, 10, 63 and 65 securities licenses. Denise has been registered with UBS Financial Services Inc. since March 5, 2015. Denise is also registered with the state of Florida as an Investment Advisor Representative. Denise is a registered representative with UBS International Inc. since September 13, 2004, until January 1, 2010. Denise is a registered representative with UBS Financial Services Inc. in Coral Gables, Florida. Denise is a registered representative with UBS Financial Services Inc. in Coral Gables, Florida. Denise has a strong track record of providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/05/2015 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
09/13/2004 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
IA
Issued 03/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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