Unclaimed
Denis Timothy McHugh is a securities professional with over 10 years of experience in the financial services industry. Denis McHugh is currently registered with Mufg Securities Americas Inc. Prior to this, Denis McHugh held positions at BMO Capital Markets Corp., Commerz Markets LLC, Fortis Securities LLC, and ABN AMRO Incorporated. Denis McHugh holds FINRA Series 7, Series 3, Series 24, Series 63, and Series 79TO licenses. Denis McHugh is a Registered Representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/30/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
11/07/2016 - 05/16/2022
BMO CAPITAL MARKETS CORP. (New York NY)
NY
02/21/2012 - 02/02/2015
COMMERZ MARKETS LLC (NEW YORK NY)
NY
05/07/2008 - 04/15/2010
FORTIS SECURITIES LLC (NEW YORK NY)
NY
06/05/2007 - 05/05/2008
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 04/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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