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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Stephen Walsh is a financial advisor at Money Concepts Capital Corp. and WIN Advisors, Inc.. Denis is a CERTIFIED FINANCIAL PLANNER™ professional, and has been in the financial services industry since July 12, 1983. Denis has been registered with the state of Florida since August 23, 1983 and is also registered with the state of Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
09/06/1995 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
IA
Issued 05/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/21/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/16/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/23/1986
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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