Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Hurley is a registered Investment Advisor Representative and a registered representative with Empirical Research Partners LLC. Denis has been in the securities industry for over 20 years. Denis holds the Series 65, Series 63, Series 24, Series 7 and SIE licenses. Denis is registered in the state of New York. Empirical Research Partners LLC provides investment advisory services to individuals, corporations, trusts, and other entities. The firm's investment advisory services include portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
See schedule d - miscellaneous for explanation.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
See schedule d - miscellaneous for explanation.
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2
NY
08/23/2023 - Present
Empirical Research Partners LLC (NEW YORK NY)
IA
Issued 06/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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