Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Poljak is an experienced financial professional with over 27 years of experience in the industry. Denis is a Certified Financial Planner™ and holds the Series 7, 31, and 63 licenses. Denis currently works as an Investment Adviser Representative for Steward Partners Investment Advisory, LLC, and is registered to provide advisory services in Louisiana and Texas. Denis has previously worked at Raymond James Financial Services, Inc., Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Denis specializes in providing financial planning, investment management, and insurance services to a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
DC
04/16/2021 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WASHINGTON DC)
LA
06/01/2009 - 05/10/2021
MORGAN STANLEY (SHREVEPORT LA)
LA
03/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHREVEPORT LA)
LA
09/07/1995 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHREVEPORT LA)
IA
Issued 9/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 9/6/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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