Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis McGroddy is a financial advisor with Charles Schwab & Co., Inc. Denis is licensed to provide investment advice in 20 states. Denis joined Charles Schwab & Co., Inc. in January 2022. Prior to that, Denis worked at TD Ameritrade, Inc. for five years, providing financial advice. Denis is a registered representative with FINRA and is also licensed as an investment advisor representative in Virginia. Denis's experience in the financial services industry dates back to 1994. Denis has earned various securities licenses, including Series 63, Series 66, Series 7, Series 4 and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
VA
01/30/2022 - Present
Charles Schwab & CO., Inc. (Leesburg VA)
VA
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Leesburg VA)
VA
02/28/1994 - 02/26/2018
SCOTTRADE, INC. (ASHBURN VA)
MI
12/15/1993 - 02/04/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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