Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Patrick O'Leary is a financial advisor with over 27 years of experience in the industry. Denis is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services. Denis has previously been registered with a number of other firms including Dinosaur Financial Group, LLC, Morgan Stanley, CitiCorp Investment Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Chatfield Dean & Co., Inc. Denis holds a Series 7, Series 63, and Series 66 licenses. Denis specializes in providing financial planning services, portfolio management, and pension consulting to a wide range of clients. Denis is also licensed to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/04/2022 - Present
Kestra Advisory Services, LLC (Port Jefferson NY)
NY
05/04/2018 - 10/03/2018
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
08/11/2016 - 05/02/2018
MORGAN STANLEY (JERICHO NY)
NY
12/20/1994 - 03/31/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/21/1993 - 10/07/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
10/21/1991 - 11/21/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 09/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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