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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Doherty is a financial advisor who has been in the industry since 1993. He has worked for several major financial institutions, including Morgan Stanley, Citigroup, and Lehman Brothers. Currently, Denis is registered with Federated Investment Counseling and holds Series 7, 63, and 65 licenses. His professional designations include a Chartered Financial Analyst designation. Denis specializes in providing portfolio management for businesses and individuals, as well as portfolio management for pooled investment vehicles. His expertise lies in guiding clients with various investment needs, including insurance companies, charitable organizations, high-net-worth individuals, other investment advisors, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Adviser also provides model portfolios and asset allocation recommendations and periodic updates to them.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
06/17/2005 - Present
Federated Investment Counseling (PITTSBURGH PA)
PA
02/03/2006 - 06/02/2006
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NY
02/26/2004 - 05/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/22/2003 - 03/09/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 04/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/20/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/19/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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