Unclaimed
Denis Michael Horrigan is a financial advisor with Connecticut Wealth Management, LLC in FARMINGTON, CT. Denis has been in the financial services industry since 1992 and has worked with clients to achieve their financial goals. He specializes in financial planning and portfolio management for both individuals and businesses. He has a strong track record of success and is committed to providing his clients with the highest quality of service. Denis has earned the Certified Financial Planner designation. Denis is a Registered Investment Advisor and is licensed to provide investment advice in Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Assets under advisement
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/06/2016 - Present
Connecticut Wealth Management, LLC (FARMINGTON CT)
CT
05/22/2008 - 09/17/2013
LPL FINANCIAL LLC (FARMINGTON CT)
CT
03/06/2007 - 02/15/2008
D.J. ST. GERMAIN CO., INC. (HARTFORD CT)
IN
08/18/2000 - 05/20/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
12/09/1999 - 05/03/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
RI
08/07/1996 - 09/07/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NA
02/16/1993 - 10/17/1995
BAYBANKS BROKERAGE SERVICES, INC.
NY
03/23/1992 - 01/26/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/18/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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