Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis John Potter is a financial advisor with BGC Financial, LP. Denis has over 30 years of experience in the financial industry, having worked as a registered representative for Prudential Securities Incorporated prior to joining BGC Financial, LP. Denis holds several licenses and certifications including Series 3, Series 7, and Series 63. Denis is registered with the states of Connecticut, Florida, Massachusetts, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/1995 - Present
BGC Financial, LP (NEW YORK NY)
NY
07/19/1993 - 11/23/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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