Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis McCartan is an investment advisor representative with Orion Portfolio Solutions, LLC. Denis has been in the industry since November 2001. Denis is registered with the state of Nebraska. Denis has a Series 6, Series 7, and Series 63 license, as well as a SIE license. Denis is also a licensed investment adviser in Pennsylvania. Denis' previous experience includes positions with MetLife Securities Inc., Metropolitan Life Insurance Company, CMS Investment Resources, Inc., and Pruco Securities Corporation. Orion Portfolio Solutions, LLC is a registered investment adviser with the Securities and Exchange Commission (SEC). The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. Orion Portfolio Solutions, LLC also provides pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for educational savings & able plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NE
01/26/2023 - Present
Orion Portfolio Solutions, LLC (OMAHA NE)
MA
02/11/2004 - 02/16/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/11/2004 - 02/16/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
08/27/2002 - 02/10/2004
CMS INVESTMENT RESOURCES, INC. (WYNNEWOOD PA)
NJ
05/14/1998 - 03/12/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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