Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Molloy is a financial advisor with over 20 years of experience in the industry. Denis has been registered with TD Securities (usa) LLC since March 11, 2024. Prior to joining TD Securities, Denis worked at Cowen AND Co. and Credit Suisse Securities (USA) LLC, among other firms. Denis holds multiple securities licenses, including Series 7, 24, 55, 57TO, 63, and 79TO. Denis is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/17/2008 - 03/31/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/26/2006 - 03/14/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
03/08/2004 - 04/13/2005
HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)
NY
10/17/2000 - 07/11/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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