Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Murphy is a registered representative with UBS Financial Services Inc. since 2012. Prior to that, Denis Murphy worked for MORGAN STANLEY SMITH BARNEY from 2009 to 2012, MORGAN STANLEY & CO. INCORPORATED from 2007 to 2009, MORGAN STANLEY DW INC. from 2001 to 2007, and BLUESTONE CAPITAL PARTNERS, L.P. from 2000 to 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/12/2012 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
06/01/2009 - 09/05/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)
NJ
04/04/2001 - 04/02/2007
MORGAN STANLEY DW INC. (JERSEY CITY NJ)
NY
11/13/2000 - 11/15/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
BOTH
Issued 10/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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