Unclaimed
Denis Imaev is a financial professional with over 10 years of experience in the financial services industry. Denis is currently registered with Cantor Fitzgerald & Co. in New York, NY and has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Denis holds the Series 7, Series 57, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
03/25/2009 - 03/30/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2018
Series 57 - Securities Trader Exam
BC
Issued 03/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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