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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Casey is a financial advisor with over 20 years of experience in the financial services industry. Denis is currently registered with Raymond James Financial Services Advisors, Inc. in St. Petersburg, Florida. Denis has a broad range of experience including working with The Huntington Investment Company, J.P. Morgan Securities LLC, Chase Investment Services Corp, Thrivent Investment Management Inc, Lutheran Brotherhood Securities Corp and Fortis Investors, Inc. Denis has experience in portfolio management for individuals and businesses, financial planning and pension consulting. Denis has earned a number of industry certifications and licenses including the Series 6, 7, 24, 52, 53, 63 and 65. Denis is also licensed to provide investment advice in Florida and Georgia. Denis is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
07/14/2017 - Present
Raymond James Financial Services Advisors, Inc. (ST. PETERSBURG FL)
OH
01/17/2013 - 06/23/2017
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
10/01/2012 - 01/07/2013
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
09/28/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
WI
07/01/2002 - 09/27/2010
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
MN
10/08/1999 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
MN
06/28/1999 - 10/07/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 10/17/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2005
Series 4 - Registered Options Principal Examination
BC
Issued 05/16/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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