Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Kelleher is a financial advisor with UBS Securities LLC. Denis has been in the industry since 2012. Denis is licensed in the state of New York and holds a Series 7, Series 86, Series 87, Series 79, Series 79TO, Series 16, and Series 63 license. Denis has previously worked at Credit Suisse Securities (USA) LLC, Mizuho Securities USA LLC, Stifel, Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc., APB Financial Group, LLC, The Buckingham Research Group Incorporated, Cowen and Company, Canaccord Genuity Inc., Deutsche Bank Securities Inc. and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
06/30/2022 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/27/2021 - 06/13/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
10/18/2017 - 06/10/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
12/17/2015 - 10/03/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/17/2015 - 09/30/2015
APB FINANCIAL GROUP, LLC (NEW YORK NY)
NY
01/17/2014 - 01/06/2015
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
07/12/2011 - 02/25/2013
COWEN AND COMPANY (NEW YORK NY)
NY
12/21/2010 - 07/18/2011
CANACCORD GENUITY INC. (NEW YORK NY)
NY
05/25/2010 - 10/25/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/23/2008 - 05/12/2010
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2014
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/17/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/19/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/04/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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