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Denis Collins

Houlihan Lokey Capital, Inc.

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About Denis Collins

Denis Collins is a registered representative with Houlihan Lokey Capital, Inc. in New York, New York. Denis has been in the industry since December 18, 2018. Denis holds Series 7, Series 79, Series 63 and SIE licenses.

Firm Information

Denis Collins is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denis Collins’s Registration & Firm History

NY

12/19/2018 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denis Collins.
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