Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Charles Walker is a financial professional with over 20 years of experience in the industry. Denis is currently registered with MML Investors Services, LLC, and has been with the firm since March 2017. Prior to that, Denis worked at MSI FINANCIAL SERVICES, INC. and Metropolitan Life Insurance Company. Denis is also a Certified Financial Planner. Denis is licensed in several states, including New Jersey and Texas. Denis specializes in providing financial advice to individuals, businesses, trusts, foundations and endowments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
06/17/2021 - Present
MML Investors Services, LLC (Morristown NJ)
NJ
12/06/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ISELIN NJ)
NJ
12/06/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WOODBRIDGE NJ)
NJ
11/17/2003 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
08/30/2002 - 10/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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