Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denis? Claim Your ProfileDenis Arquimides Diaz-lopez is a financial professional based in Atlanta, GA. Denis has been in the financial industry since 2013 and is currently registered with Regions Securities LLC. Denis holds the Series 7 and Series 63 licenses, as well as the SIE exam. Prior to joining Regions Securities LLC, Denis worked at SunTrust Robinson Humphrey, Inc. and E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
05/18/2015 - Present
Regions Securities LLC (Atlanta GA)
GA
09/09/2014 - 05/27/2015
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
08/19/2013 - 07/16/2014
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 09/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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