Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denim? Claim Your ProfileDenim Mercado has been an active investment professional since 2006. Denim is currently registered with U.S. Bancorp Investments, Inc. and has previously worked at a number of other firms including CAPULENT LLC, TRADE APP, WNC CAPITAL CORPORATION, and COASTAL CAPITAL MARKETS GROUP, INC.. Denim holds Series 6, 7, 63, 65, 66, 14, 24, 52, 53, and SIE licenses and is specialized in various investment fields such as Retirement Planning, Estate Planning & Trusts, College Savings, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
01/18/2023 - Present
U.s. Bancorp Investments, Inc. (Los Angeles CA)
CA
04/12/2018 - 12/20/2022
CAPULENT LLC (Irvine CA)
NY
06/17/2019 - 12/31/2021
TRADE APP (NEW YORK NY)
CA
09/30/2011 - 06/29/2017
WNC CAPITAL CORPORATION (IRVINE CA)
CA
03/16/2009 - 11/10/2009
COASTAL CAPITAL MARKETS GROUP, INC. (IRVINE CA)
CA
12/04/2006 - 07/25/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
04/14/2004 - 10/30/2006
NNN CAPITAL CORP. (SANTA ANA CA)
IL
03/10/2003 - 03/17/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
07/27/2001 - 11/20/2001
AXA ADVISORS, LLC (NEW YORK NY)
MN
12/04/2000 - 05/25/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
Issued 01/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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