Unclaimed
Denice Rene Land has been in the financial services industry since October 2004. Land is currently registered with Cambridge Investment Research Advisors, Inc., a firm headquartered in Fairfield, IA. Land has held previous registrations with Calton & Associates, Inc., Dominion Investor Services, Inc., Hornor, Townsend & Kent, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Land holds Series 6 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OK
04/17/2024 - Present
Cambridge Investment Research Advisors, Inc. (Suite 205 OK)
FL
06/28/2023 - 04/09/2024
CALTON & ASSOCIATES, INC. (TAMPA FL)
OK
01/10/2017 - 07/21/2023
DOMINION INVESTOR SERVICES, INC. (TULSA OK)
OK
03/23/2009 - 01/05/2017
HORNOR, TOWNSEND & KENT, INC. (TULSA OK)
OK
10/29/2004 - 03/26/2009
METLIFE SECURITIES INC. (TULSA OK)
OK
10/29/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TULSA OK)
IA
Issued 09/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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