Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denice? Claim Your ProfileDenice Joy Nelson is a registered representative with Raymond James Financial Services Advisors, Inc. Denice has been in the securities industry since March 15, 1994. Denice has passed the Series 7, Series 63 and Series 66 exams. Denice is licensed in Kentucky and Texas. Prior to joining Raymond James, Denice was a registered representative at Securities Service Network, Inc. Denice holds a non-variable insurance license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
11/21/2022 - Present
Raymond James Financial Services Advisors, Inc. (BOWLING GREEN KY)
KY
07/31/1997 - 11/14/2016
SECURITIES SERVICE NETWORK, INC. (BEAVER DAM KY)
FL
03/16/1994 - 08/01/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
BOTH
Issued 05/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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