Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denice? Claim Your ProfileDenice Nard is a financial advisor who has been working in the industry since 1997. Denice is currently registered with Mesirow Financial, Inc. and is a Series 7, 24, 63 and SIE licensed financial advisor. Previously, Denice has worked at a variety of firms including Bankers Life Securities, Inc., BMO Investment Distributors, LLC, BMO Harris Financial Advisors, Inc., M&I Financial Advisors, Inc, M&I Distributors LLC, Bear, Stearns & Co. Inc. and Nuveen Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/16/2018 - Present
Mesirow Financial, Inc. (HIGHLAND PARK IL)
IL
08/19/2015 - 11/09/2018
BANKERS LIFE SECURITIES, INC. (CHICAGO IL)
IL
04/04/2013 - 05/27/2015
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
WI
02/04/2008 - 05/27/2015
BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
WI
02/28/2012 - 08/17/2012
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
IL
06/07/2012 - 06/13/2012
M&I DISTRIBUTORS LLC (CHICAGO IL)
IL
02/23/2001 - 02/06/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
IL
06/15/1998 - 12/07/2000
NUVEEN INVESTMENTS (CHICAGO IL)
IL
10/01/1996 - 02/06/1998
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 03/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/11/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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