Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denice? Claim Your ProfileDenice Gustin-piazza is a financial advisor with over 40 years of experience in the industry. Denice is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Denice has held prior positions with various financial institutions, including Financial Network Investment Corporation, Sentra Securities Corporation, Korn, Womack, Stern and Associates, Inc., Sussex Financial Group, Inc., Edwin C. Blitz Investments, Professional Real Estate Securities Company, Inc., NWNL Management Corporation, Value Equities Corporation, and Southmark Financial Services, Inc. Denice specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses. Denice is a Certified Financial Planner and holds Series 7, 24, 51, 63, 65, and 99TO licenses. Denice is dedicated to providing her clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
10/11/2013 - Present
Cambridge Investment Research Advisors, Inc. (DES PLAINES IL)
IL
06/25/1992 - 12/31/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (DES PLAINES IL)
AZ
04/08/1988 - 07/10/1992
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
01/02/1987 - 04/14/1988
KORN, WOMACK, STERN AND ASSOCIATES, INC.
NA
10/21/1986 - 01/28/1987
SUSSEX FINANCIAL GROUP, INC.
NA
03/06/1986 - 01/09/1987
EDWIN C. BLITZ INVESTMENTS
NA
03/10/1986 - 11/24/1986
PROFESSIONAL REAL ESTATE SECURITIES COMPANY, INC.
NA
08/07/1984 - 05/13/1986
NWNL MANAGEMENT CORPORATION
NA
06/21/1985 - 03/06/1986
VALUE EQUITIES CORPORATION
NA
02/08/1983 - 06/29/1984
SOUTHMARK FINANCIAL SERVICES, INC.
NA
09/16/1980 - 12/29/1982
WESTERN RESERVE FINANCIAL SERVICES CORP
IA
Issued 03/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/28/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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