linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Denice Ann Warfield

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Denice? Claim Your Profile

About Denice Ann Warfield

Denice Warfield is a financial advisor with Pruco Securities, LLC in Annapolis, Maryland. Denice has been in the industry since January 14, 1992. Denice is licensed to conduct business in Maryland, Virginia, Florida and the District of Columbia. Denice specializes in investments for individuals, corporations, businesses and trusts. Denice holds the Series 6, Series 63, and SIE licenses. Prior to joining Pruco Securities, Denice worked for The Prudential Insurance Company of America in Newark, New Jersey.

Firm Information

Denice Warfield is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Denice Warfield’s Registration & Firm History

MD

01/15/1992 - Present

Pruco Securities, LLC (Annapolis MD)

NJ

01/15/1992 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

Not sure if Denice Ann Warfield is right for you?

Licenses & Designations

BC

Issued 12/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denice Ann Warfield.
Not sure if Denice Ann Warfield is right for you?