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Denes Joseph Chapo

Fifth Third Securities, Inc.

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About Denes Joseph Chapo

Denes Chapo is a registered investment advisor with Fifth Third Securities, Inc. Denes holds the Series 7, Series 63, and Series 65 licenses. Denes has been working in the financial services industry since March 25, 1997. Previously, Denes worked at U.S. Bancorp Investments, Inc., The Huntington Investment Company, Quick & Reilly, Inc., Natcity Investments, Inc., Natcity Insurance Services, Inc., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Denes specializes in providing financial planning, selection of other advisors, portfolio management for businesses and individuals. Denes has been a registered representative of Fifth Third Securities, Inc. since July 30, 2017. Denes works out of the Mayfield Heights, OH branch office.

Firm Information

Denes Chapo is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Denes Chapo’s Registration & Firm History

OH

07/30/2017 - Present

Fifth Third Securities, Inc. (MAYFIELD HEIGHTS OH)

OH

08/29/2007 - 07/31/2017

U.S. BANCORP INVESTMENTS, INC. (CLEVELAND OH)

OH

06/29/2005 - 08/15/2007

THE HUNTINGTON INVESTMENT COMPANY (ROCKY RIVER OH)

NY

10/20/2003 - 09/16/2004

QUICK & REILLY, INC. (NEW YORK NY)

OH

12/13/2000 - 09/23/2003

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

OH

12/13/2000 - 12/31/2001

NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)

NY

01/09/1997 - 01/02/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/08/1996 - 12/11/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/26/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Denes Joseph Chapo. Review regulatory record here.
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