Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dena? Claim Your ProfileDena L. Wallace is a financial advisor with Robert W. Baird & Co. Inc., based in Scottsdale, Arizona. Dena has been in the financial industry since June 2, 1996. Dena is a registered investment advisor with the state of Texas and is also licensed in 25 other states. The advisor has worked with a number of previous firms including WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., PRUDENTIAL SECURITIES INCORPORATED, and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
10/17/2014 - Present
Robert W. Baird & Co. Inc. (SCOTTSDALE AZ)
AZ
01/01/2008 - 10/20/2014
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
03/18/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SCOTTSDALE AZ)
NY
08/31/2000 - 03/17/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/03/1996 - 09/29/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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