Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Demie? Claim Your ProfileDemie Kommatas is a financial advisor with UBS Financial Services Inc. Demie has been in the industry since 2008 and is registered with FINRA and the states of Connecticut, New Jersey, New York, and Pennsylvania. Demie holds the Series 3, 7, 9, 10, 66 and SIE licenses. Prior to working at UBS Financial Services Inc., Demie worked at Citigroup Global Markets Inc. Demie specializes in providing financial advice to high-net-worth individuals, businesses, corporations, pension plans, charitable organizations, insurance companies, and other investment advisors. Demie is also a president and secretary of Point West, a taxi medallion ownership and management company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/26/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/18/2008 - 10/30/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/08/2008 - 06/03/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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