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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Demetrio? Claim Your ProfileDemetrio Kerrison is a financial advisor with over 30 years of experience in the industry. Demetrio has worked for several prominent firms including Merrill Lynch, UBS Financial Services Inc., Morgan Stanley, and Citigroup Global Markets Inc. Demetrio is currently registered with UBS Financial Services Inc. as a Registered Representative (RR) in California and New York and as an Investment Advisor Representative (IAR) in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/08/2021 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CA
05/03/2018 - 10/04/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEAL BEACH CA)
NY
11/06/2015 - 10/24/2016
CIT CAPITAL SECURITIES LLC (NEW YORK NY)
CA
03/30/2015 - 06/25/2015
MORGAN STANLEY (Irvine CA)
CA
11/12/2010 - 09/15/2014
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
07/15/2003 - 05/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
NY
05/23/1989 - 07/18/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
07/22/1988 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/25/1988 - 06/08/1988
COWEN & CO.
NA
05/31/1986 - 01/19/1988
OPPENHEIMER & CO., INC.
NA
04/23/1984 - 05/27/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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