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Demetres Tsimis

UBS Securities LLC

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About Demetres Tsimis

Demetres Tsimis is a financial advisor with over 25 years of experience in the securities industry. Demetres is currently registered with UBS Securities LLC and is a general securities principal. Demetres holds the Series 7, 24, 63 and SIE licenses. Previously, Demetres has held positions with Chase Securities Inc., The Nikko Securities Co. International, Inc. and Kidder, Peabody & Co. Incorporated. Demetres is a registered representative in the state of New Jersey.

Firm Information

Demetres Tsimis is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Demetres Tsimis’s Registration & Firm History

NY

03/31/2023 - Present

UBS Securities LLC (NEW YORK NY)

NY

12/24/2019 - 06/04/2021

UBS SECURITIES LLC (NEW YORK NY)

NY

04/21/1999 - 07/13/2000

CHASE SECURITIES INC. (NEW YORK NY)

NY

01/09/1998 - 04/01/1999

THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)

NY

06/16/1993 - 01/11/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/1998

Series 24 - General Securities Principal Examination

BC

Issued 12/24/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Demetres Tsimis.
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