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Delynn Dolan Alexander

Northwestern Mutual Investment Services, LLC

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About Delynn Dolan Alexander

Delynn Dolan Alexander is a registered representative of Northwestern Mutual Investment Services, LLC and has been in the securities industry since December 1996. Delynn is currently registered with the state of North Carolina. Delynn has passed the Series 6, 7, 9, 63, and 66 examinations and is a registered Investment Advisor Representative in the state of North Carolina. Delynn has previously worked with Robert W. Baird & Co. Incorporated. Delynn's current office is located in Raleigh, North Carolina.

Firm Information

Delynn Alexander is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Delynn Alexander’s Registration & Firm History

NC

05/21/2007 - Present

Northwestern Mutual Investment Services, LLC (Raleigh NC)

WI

03/19/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 08/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Delynn Dolan Alexander.
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