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Delwin Randall Roberts

Voya Financial Advisors, Inc.

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About Delwin Randall Roberts

Delwin Randall Roberts is a financial advisor at Voya Financial Advisors, Inc. Delwin has been working in the financial services industry since 1999 and has a broad range of experience. Delwin is registered with FINRA and holds the Series 6, Series 63, and SIE licenses. Delwin has a strong track record of providing financial advice to individuals, corporations, and charitable organizations. Delwin specializes in financial planning, portfolio management, and educational seminars.

Firm Information

Delwin Roberts is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Delwin Roberts’s Registration & Firm History

IL

05/01/2013 - Present

Voya Financial Advisors, Inc. (CHICAGO IL)

IL

12/05/2012 - 04/23/2013

QUESTAR CAPITAL CORPORATION (CHICAGO IL)

IL

01/03/2011 - 12/10/2012

ING FINANCIAL PARTNERS, INC. (CHICAGO IL)

CT

11/17/2005 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

NJ

12/09/2002 - 01/31/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

IL

02/20/2001 - 12/04/2002

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NJ

04/12/1993 - 09/19/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Delwin Randall Roberts. Review regulatory record here.
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