Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Delrol? Claim Your ProfileDelrol Peters is a financial professional with experience in the industry. Delrol is currently registered as a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC, and holds licenses in multiple states. Delrol has previously been registered with Thrivent Investment Management Inc. in New York. Delrol has earned a Series 66, Series 7TO, Series 9, and SIE license. Delrol's areas of specialization include retirement planning, college savings, insurance, and estate planning. Delrol is dedicated to providing personalized financial advice to help individuals achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/22/2024 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
NY
07/12/2019 - 07/23/2024
THRIVENT INVESTMENT MANAGEMENT INC. (Brooklyn NY)
BOTH
Issued 07/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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