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Delphine Soucie

MML Strategic Distributors, LLC

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About Delphine Soucie

Delphine Soucie is a financial professional with over 25 years of experience in the industry. Delphine is currently registered with MML Strategic Distributors, LLC. Delphine has held previous positions with MML Investors Services, LLC, AXA Distributors, LLC, Hartford Equity Sales Company Inc., and Allmerica Investments, Inc. Delphine holds several licenses and registrations including Series 7, 24, 52TO, 53, 63 and 65. Delphine's expertise includes municipal securities, general securities, and financial planning. Delphine is licensed in all 50 states and Puerto Rico.

Firm Information

Delphine Soucie is currently registered with MML Strategic Distributors, LLC. MML Strategic Distributors, LLC is a Limited Liability Company formed on June 7, 2013. The firm is registered in 52 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Delphine Soucie’s Registration & Firm History

MA

11/06/2018 - Present

MML Strategic Distributors, LLC (SPRINGFIELD MA)

MA

02/05/2015 - 06/03/2021

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

CT

04/20/2010 - 01/14/2015

AXA DISTRIBUTORS, LLC (FARMINGTON CT)

CT

08/08/2000 - 08/24/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

11/22/1993 - 09/09/1998

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

IA

Issued 02/11/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/13/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Delphine Soucie.
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