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Delphia Polle

Ingalls & Snyder, LLC

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About Delphia Polle

Delphia Polle is a registered representative with Ingalls & Snyder, LLC. Delphia has been working in the financial services industry for over 10 years and is registered in all 50 states. Delphia specializes in providing financial planning, portfolio management, and educational seminars.

Firm Information

Delphia Polle is currently registered with Ingalls & Snyder, LLC. Ingalls & Snyder, LLC, is a Limited Liability Company that has been approved since January 2, 1996. The firm's main office is located in NEW YORK, NY. The firm offers a range of advisory services, including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm has approximately $6,897,915,721 in regulatory assets under management, with 4,189 total accounts. The firm serves a variety of clients including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Ingalls & Snyder, LLC

1 ROCKEFELLER PLAZA

NEW YORK, NY 10020

$6.90B

Assets Under Management

1

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see "miscellaneous" on schedule d.

Please see "miscellaneous" on schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Delphia Polle’s Registration & Firm History

NY

06/21/2024 - Present

Ingalls & Snyder, LLC (NEW YORK NY)

NY

05/11/2023 - 05/13/2024

CITI PRIVATE ALTERNATIVES, LLC (New York NY)

NY

05/11/2023 - 05/13/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/08/2013 - 03/05/2014

GSN NORTH AMERICA, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/08/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/30/2022

Series 31 - Futures Managed Funds Examination

BC

Issued 08/08/2022

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Delphia Polle.
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